NBCU審核文件清單
1.工廠平面圖 Site Layout
2.廠長經理、在職安全主管人員的安全培訓證書 Certificate of Safety Officer
3.環境影響評價報告和批復 Environmental Impact Assessment (EIA) and Approval
4.建設項目環保竣工驗收（“三同時”,包括新、改、擴建項目）Environmental Protection Check and Acceptance (EPCA) (including newly construction, renovation and expansion)
5.年度污染物排放申報登記表 Annual Pollution Discharge Registration (PDR)
6.污染物排放許可證 Pollution Discharge Permit
7.環保監測報告（包括廢水、大氣污染物、廠界噪音）Pollutant Monitoring Report (including wastewater/air emission/boundary noise)
8.危險廢物轉移聯單 Hazardous Waste Transfer Manifest
9.危險廢物處置商資質 Hazardous Waste Handling License
10.排水許可證（如適用）Wastewater Discharge Permit
11.環境污染治理設施運營資質（如適用）Operation License of Pollution Treatment Facility
12.地下水 取水 許可證 和水 資源費 繳納 憑據（ 如適用）Water Use Permit and Proof for Contribution of Water Charge
13.輻射安全許可證（如適用）Radiation Safety Permit
14.識別到的廢水、廢氣等排放源清單 An inventory of all wastewater and air emission sources
15.安全和職業健康/勞動衛生竣工驗收批復（“三同時”驗收報告）Final Approval of Safety/Health Protection Check and Acceptance (SPCA/HPCA)
16.安全生產許可證（適用于礦山、建筑施工企業和危險化學品生產企業）Work Safety Permit (WSP)
17.工業衛生監測報告 Industrial Hygiene Monitoring Report
18.職業病危害項目申報登記 Occupational Health Hazards Registration
19.職業病體檢匯總報告 Summary Reports of Occupational Health Check-up
20.食堂衛生許可證 Hygiene Permit for Canteen
21.特種設備使用登記證和年檢報告（鍋爐、叉車、吊車/電動葫蘆、壓力容器、電梯等）Special Equipment Registration and Inspection Reports
22.特種設備操作證/特種作業上崗證 Operational License for Special Equipment/Work
23.危險化學品經營許可證（如適用）Dangerous Chemical Business Permit
24.危險化學品 運輸資質和 劇毒化學品 運輸許可證 （如適用） License for Transportation of Hazardous/Toxic chemicals
25.劇毒化學品購買憑證（如適用）Proof-of-Purchase of Toxic Chemicals
26.易制毒化學品購買許可證或備案證明（如適用）Purchase Permit or Registration Certificate of Precursor Chemicals
27.工傷事故記錄 Injuries/Accident Monthly/yearly Records
28.建設項目竣工的消防驗收批復/備案證明（包括新、改、擴建項目）Fire Protection Check and Acceptance (FPCA) Approval/Registration
29.定期消防執法檢查記錄（公安消防部門，如適用）Regular On-site Inspection Records from Fire Bureau
30.危險化學品 倉庫允許存 放量（由公 安消防部門 確定） Maximum Allowable Storage in Hazardous Chemical Warehouse
31.消防演習記錄 Fire/Evacuation Drill
32.報警設備測試記錄 Maintenance Records of Emergency Alarm Systems
33.員工身份證號碼和進廠時間的匯總記錄 Records of ID Number and Entry Date of Employees
34.人事招聘和薪資政策 Personnel Recruitment and Compensation Policy
35.保 護員工 免受 歧視和 騷擾 ，以及 允許 工人自 由結 社的書 面聲 明 / 政策Discrimination,Harassment, and Freedom of Association Policies
36.員工投訴處理流程 Dispute Resolution Procedure
37.過去一年的工人的薪資表 Payroll Records at a minimum of one year
38.過去一年的工人的考勤記錄 Time Records at a minimum of one year
39.過去一年用于發工資的銀行對帳單 Bank Statement for Employee’s Salary
40.實習生使用情況記錄 Intern Service Conditions
環境健康安全管理體系 Environmental, Health & Safety (EHS) Management Systems
41.針對員工和管理人員的培訓計劃（包括環境、健康和安全培訓）Training Plan that includes Environmental, and Heath & Safety training for employees and managers
42.設備和生產工藝變化后的培訓流程和培訓紀錄 Training Update Process (for changes of the facility and production process) & Training records
43.化學品清單（列明所有使用、儲存、處理或生產的化學品）An inventory of chemical used,stored, processed or manufactured
